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Compliance Analyst

at Robert Half

Pay: $25 to $30/hour
$25 - $30/hr
Posted: 3/25/2019
Job Status: Contract/Temporary
Job Reference #: 04730-0010866623
Keywords:

Job Description

Description
The Client Onboarding Officer will be part of the global Middle Office Operations team supporting all aspects of client Onboarding to include the fulfilment of Anti Money Laundering (AML) and Know Your Client (KYC) requirements. The Client Onboarding Officer will partner with the client-facing teams to ensure all client KYC records are compliant with regulatory standards, and will ensure high quality and timely completion of all client-level due diligence requirements at the onset and renewal of client relationships. The Client Onboarding Officer will own the end to end Onboarding of new clients and subsequent periodic renewal process of all clients. The Client Onboarding Officer will assist with the drafting and gathering of client documents and make independent recommendations regarding AML risk at a client level prior to final review by the client-facing team. The Client Onboarding Specialists are expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation

Responsibilities include:
* Partnering with the client facing teams to collect required legal documents and associated information to meet all regulatory and internal polices
* Act as a subject matter expert on required legal documents and process to onboard a client to PB platforms
* Undertake quality review of clients’ KYC records
* Manage and facilitate client due diligence, including coordinating the participation of stakeholders who have KYC responsibilities
* Serve as point of contact for KYC and reporting issues for designated clients
* Act as a KYC and AML subject matter resource for KYC due diligence teams
* Act as a subject matter resource on the KYC/AML policies and procedures
* Participate in annual AML discussions with clients
* Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues
Requirements
Desired Qualifications:
* KYC/AML/BSA experience
* MS Excel experience
* A strong sense of ownership and responsibility
* Drives results through leadership, people, communication and influence
* Comfortable with change, ambiguity, debate, conflict and informed risk taking
* Multi-tasker who can manage multiple streams of work concurrently
* Willingness to make decisions, while ensuring buy in from stakeholders.

Application Instructions

Please click on the link below to apply for this position. A new window will open and direct you to apply at our corporate careers page. We look forward to hearing from you!