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Compliance Analyst II - Treasury

at GM Financial

Posted: 5/10/2019
Job Reference #: 35322

Job Description

  • Job LocationsUS-TX-Fort Worth
    Requisition ID
    Employee Type
    Full Time-Regular
    Legal / Compliance
  • Overview

    Ability to review and interpret complex legal documents to determine compliance requirements. Provides overall support to management.



    • Prepare monthly SEC filings for securitization trusts including Forms 10-D and ABS-EE
    • Prepare annual SEC filings for securitization trusts including Forms 10-K and ABS-15G
    • Prepare annual Officer's Certificates with minimal supervision
    • Responsible for annual Regulation AB audit for one or more securitization platforms
    • Prepare and maintain procedures for all SEC filing requirements
    • Perform special tasks and analysis as requested by management


    Securitization Regulatory Compliance Manager-Treasury US



    • Moderate knowledge of corporate finance and securitization compliance requirements.
    • Moderate knowledge of preparation of SEC filings
    • Moderate knowledge of financial filing software.


    • Proven, demonstrated skills in review of securitization legal documents.
    • Proven Microsoft Office Skills.
    • Able to communicate in a clear and effective manner.


    • Bachelor’s Degree in Accounting, Finance, or Paralegal training required


    • Proven ability in performing all entry-level compliance analysis functions preferred
    • Minimum 1 year experience in a Compliance Analysis role preferred

    Work Condition

    • Normal office environment
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    Application Instructions

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